In Respect Of The Admitted Securities:
a. The number of securities in issue and the percentage of securities that are in public hands pursuant to rule 2.12
The number of securities in issue: 58,358,201
The percentage of securities that are in public hands: 37.2%
b. The particulars of any outstanding instruments issued by the issuer convertible into, or conferring a right to subscribe for, the admitted securities, and the amount and percentage of immediate dilution assuming full exercise of rights of conversion (c) a list of the shareholders holding more than three per cent of the issuer’s share capital or voting rights and the percentage held by such shareholders
Number of options in issue: 1,559,545*
Number of warrants in issue: 710,454 representing in aggregate 1.28% of the enlarged fully diluted share capital of the Company.
* of which 918,200 to be satisfied on exercise by the transfers of ordinary shares already issued and do not have a dilutive effect on the Company’s share capital.
Number of Ordinary Shares
Global Smollan Holdings
David Hampstead (1)
Simon Smiley (2)
Schroders Investment Management
United Win Asia Limited, S.F. Holding Co., Ltd.
(1) 449,500 Ordinary Shares registered in the name of David Hampstead is under option pursuant to the terms of a Hedging Agreement
(2) 468,700 Ordinary Shares registered in the name of Simon Smiley is under option pursuant to the terms of a Hedging Agreement
c. any restrictions on their transfer
There are no restrictions on the transfer of securities.
d. details of the exchanges or trading platforms on which they are admitted to trading
The Company is traded on the Aquis Stock Exchange Growth Market and not traded on any other exchanges.